The in-crowd
New Scientist
vol 181 issue 2430 - 17 January 2004, page 36
Same-sex relationships are not a biological dead end. They are
a glue that helps hold many animal societies together, and a
fatal flaw in one of Darwin's central ideas, argues
evolutionary ecologist Joan Roughgarden.
IN June 1997 I marched in my first gay pride parade. I walked
up Market Street in San Francisco, from the Civic Center to
the Ferry Building. The parade was one of the biggest I had
ever seen, and the sidewalks on both sides were packed six
deep. I had heard that 1 in 10 people is gay or lesbian, but
had always felt this number exaggerated. At this parade,
though, I began to realise for the first time that the number
of gays may indeed plausibly reach that figure.
This number of gay and lesbian people posed a problem to me as
a biologist. My discipline teaches that homosexuality is some
sort of unexplained anomaly. If the purpose of sexual contact
is reproduction, as the standard explanation has it, how can
all these gay people exist? One might argue they are somehow
defective, that some developmental error or environmental
influence has misdirected their sexual fantasies. If so, gay
and lesbian people are here for a brief time during our
species' evolution, awaiting removal when natural selection
prunes those with lower Darwinian fitness.
Hmm. I began to wonder about the evolutionary puzzle of
homosexuality. If a theory says something is wrong with so
many people, then perhaps the theory is wrong, not the people.
But I feared I would have to leave the puzzle unsolved. In a
few months I was to come out as a transgendered woman. I
didn't know whether I would be fired from my professorship at
Stanford University, California, and find myself working as a
waitress in a transgender bar. In the event, I wasn't fired -
although I was removed from all administrative
responsibilities - and I wound up with more time to
investigate how evolution has led to diverse manifestations of
gender and sexuality.
I found that evolutionary theory had followed a wrong path
that leads inexorably back to Darwin - specifically to his
theory of sexual selection, which I have concluded should be
declared not only false but unfixable. Although I believe many
biologists acknowledge that recent findings about gender and
sexuality are problematic, few go as far as me in recommending
that Darwin's theory of sexual selection be tossed out
completely. So let me sketch the steps that have led me to
this rather drastic and provocative conclusion - and to a
better understanding of the biology of homosexuality and
gender.
There are two glaring flaws in Darwin's thinking. In 1871 he
wrote, "Females choose mates who are "more
attractive...vigorous and well-armed" just as "man can give
beauty...to his male poultry" by selective breeding. Hence the
peacock's tail, Darwin's frequent example, is supposed to
reflect peahen taste in male fashion, and antlers a preference
for strong warrior stags. "Males of almost all animals have
stronger passions than females," he wrote, and, "The
female...with the rarest of exceptions is less eager than the
male... she is coy." In Darwin's view, males and females
almost universally conform to their preordained roles of horny
handsome warriors and discreetly discerning damsels.
But the real world is far more diverse than that. In many
species, including ours, females are not necessarily less
eager than males, nor do females all yearn for Arnold
Schwarzenegger. Females often solicit males, and males often
decline. Moreover, in many species the supposed sex roles
reverse. Even Darwin acknowledged species of birds, like the
jacana, in which the females are highly ornamented and the
males dull and drab, reversing the peafowl story.
Many animals, indeed, do not even sort neatly into two sexes
at all. If you go snorkelling on a coral reef, about one-third
of the fish you see make both eggs and sperm at either the
same time or different times during their lives. These are
called simultaneous or sequential hermaphrodites respectively,
and are said to "change sex" when they switch from making eggs
to making sperm or vice versa. In fact the most common body
plan among multicellular organisms, including plants, is for a
single individual to make both male and female gametes at some
time during their life. So the condition whereby an individual
can be unambiguously classified as either male or female
should not be considered the norm.
Species may also feature more than one type of male and
female. The multiple morphs of males in such species all
produce sperm, but otherwise differ in body size, colour,
morphology, behaviour and life history so much that an
inexperienced naturalist might be tempted to classify them as
different species. The same is true for multiple kinds of
females that have nothing in common except that they all make
eggs, such as yellow-throated and orange-throated
side-blotched lizards, which lay eggs of different sizes.
I have termed these distinct morphs as "genders", and this
terminology allows one to say there are more genders than
sexes. The bluegill sunfish of the north-eastern US and
Canada, for example, has three male genders that I term
controllers, cooperators, and endrunners. The large,
orange-breasted controllers and medium-sized cooperators,
whose dark, barred colour pattern resembles that of females,
court females jointly. The controller fertilises most of the
eggs, but allows the cooperator a limited role as well. The
small, pale endrunner males lurk in the weeds waiting to dash
in while a female is laying her eggs and deposit some sperm of
their own.
The second problem with Darwin's notion of sexual selection is
that in relatively social species, such as most birds and
mammals, sexual contact - mating - is not necessarily, indeed
not even often, about the transfer of sperm. Mating is mostly
directed at forming and managing relationships that may
ultimately result in the successful production and rearing of
offspring. A simple count of how many times mating takes place
relative to the number of young born illustrates the point. In
humans, for example, suppose Ozzie and Harriet have two
children, have been married for 50 years, and make love
regularly each week - say, Thursday night. After 50 years they
will have mated over 2500 times, and produced two children,
thus mating 1250 times per offspring produced. Sounds
inefficient? Not if we suppose that regular mating allows the
couple to stay together to successfully rear their two
children. Similarly, in birds, primates, indeed everywhere,
lots of mating occurs at times and places that cannot possibly
result in immediate offspring production.
By this stage of my research I was beginning to suspect that
Darwin might be all wrong about sex. It seemed to me that
social organisation in animals revolves around the control of
access to reproductive opportunity, which includes all the
things that animals need to reproduce: food and nest sites,
for instance, as well as mates. Animals make direct use of the
resources they control, but may also use them as bargaining
chips to buy the help of others. Furthermore, the dynamics of
animal societies also involve decisions about where to
allocate friendship and cooperation among animals of both the
same sex and the other sex. Different arrangements of
cooperative effort lead to the emergence of different
structures for families and small groups.
This theory, which I call social selection theory, provides a
better explanation for much of the diversity we see in sexual
practices. In bluegill sunfish, for example, social life does
not, as traditional sexual selection theory requires, consist
of females looking for males with great genes, or of males
trying to fool females into thinking their genes are better
than their neighbours'. Instead, it is about the ebb and flow
of power to control access to reproductive opportunity. I
suggest that controller males pay cooperator males for
"marriage broker" services by allowing the cooperator to
fertilise some of the eggs in his territory. In return, the
cooperator male assists in courting females. Controller males
without a cooperator male do not fare as well at attracting
females. The feminine coloration pattern of the cooperator
male may somehow promote this function, perhaps by allowing
the cooperator male to develop a relationship with the females
while the controller male is setting up and defending his
territory.
The aspects of the relationships between animals that are
managed by mating depend on the species' social system.
Anthropologist Sarah Hrdy of the University of California at
Davis has shown that female monkeys in India mate with
multiple males so that each will refrain from harming the
young because he might be the father. In addition to managing
male power, mating helps the pair bond and ensures that males
deliver on their promise of parental investment, preventing
them from becoming dead-beat dads.
Social selection theory also explains a puzzle that goes back
all the way to Aristotle: the "penises" of female spotted
hyenas. The female's clitoris is enlarged to the size of a
male penis, and fat deposits in a nearby skin pouch resemble a
scrotal sac. Females erect their penis many times during the
day in interactions with other females. Sexual selection
theory has no explanation for such an unusual characteristic
that is not used in mate choice. I suggest, though, that a
female spotted hyena that did not have a penis would be
excluded from the female groups that control access to
reproduction. This is an instance of what I call a social
inclusionary trait: a trait that gains an individual admission
to a social group, whether or not it has any other use. The
human brain, with all its powerful capacity for conversation,
art and music, may be another such trait.
Same-sex sexuality in female bonobos is another social
inclusionary trait. I conjecture that females that do not
participate regularly in mutual face-to-face genital rubbing
do not form the bonds needed to participate in the groups that
control access to food, or enjoy the protection necessary to
raise young successfully.
Taken to its logical conclusion, this argument might imply
that even classic sexual ornaments such as the peacock's tail
or a stag's antlers are not there to attract females by
advertising the bearer's virility. Instead, these traits may
be intended for members of the same sex more than for the
opposite sex. They may be badges of admission to membership in
power-holding cliques. I am not aware of any experiments to
test whether secondary sexual characters are really badges or
ornaments. Some experiments have shown how modifying traits
such as feather colours affects mate choice. I feel such
experiments should also investigate how these modifications
affect same-sex relationships, including membership in
power-holding cliques.
This new perspective on animal social behaviour, and its
rejection of Darwin's theory of sexual selection, undercuts
the subject of evolutionary psychology. Many biologists are
becoming increasingly uneasy at how psychologists have
retooled sexual selection theory into a theory of human
personality, complete with evolutionary rationales for
everything from beauty to rape. Being upfront about how
problematic sexual selection theory is may help curtail this
misuse of biology.
I have now come full circle to the question I started with,
the puzzle of homosexuality and gender, and the difficulty it
poses for Darwinian sexual selection theory. Author Bruce
Bagemihl, in his book Biological Exuberance: Animal
homosexuality and natural diversity, has catalogued over 300
vertebrate species in which same-sex genital contact regularly
occurs. In some species, homosexuality is not very common -
around 1 to 10 per cent of all mating. In others, such as
bonobos, homosexual mating occurs as often as heterosexual
mating. In some species only males participate, in others only
females, in still others both sexes. Sometimes homosexuality
is associated with pair bonds that last for years, and in
others with short-term consortships. This broad occurrence of
homosexuality among vertebrates raises the possibility that if
it has a genetic basis at all, it has some broad adaptive
significance, and is not an aberrant condition just a few
species happen to be stuck with.
In humans, moreover, homosexuality is much too common for it
to be considered a genetic aberration. Real genetic diseases
are really rare, and their frequency inevitably depends on
their severity. A disease that is uniformly lethal must arise
anew each generation, so its frequency is equal to the
mutation rate, say one in 1 million. A disease that causes
only a 10 per cent drop in offspring production (fitness) is
10 times more common than a lethal disease - about one in
100,000. Similarly, a mere 1 per cent drop in fitness leads to
a frequency of one in 10,000. If homosexuality has a frequency
of 1 in 10, the fitness loss could be no more than 0.001 per
cent, which is completely undetectable. A "common genetic
disease" is a contradiction in terms, and homosexuality is
three to four orders of magnitude more common than true
genetic diseases such as Huntington's disease.
Indeed, I challenge the presumption that homosexuality leads
to any reduction in fitness whatever. Throughout history and
across cultures, homoerotic attraction has not precluded
heteroerotic attraction. And there is little evidence that
people who feel homoerotic attraction have, as a group, any
less Darwinian fitness than those who don't. After all, many
exclusively heterosexual people do not have offspring either.
Even if those with homoerotic attraction did have marginally
fewer children, they might make up for it by a better chance
of survival - during wars, for example, when homoerotic bonds
might lead soldiers to protect one another more vigorously.
So what then, is the adaptive significance of homosexuality?
Homosexuality has many uses, much as the ability to speak
does. Homosexual contact is a way to communicate pleasure. And
I suggest that homosexuality is a social inclusionary trait -
that is, it provides animals, including perhaps humans at
times, with admission to social groups. It evolves, I suggest,
whenever same-sex cooperation helps achieve an evolutionarily
successful life: to survive, find mates and protect one's
young from harm. This plays out in different ways in different
sexes and species. Sometimes, as with bonobos, same-sex
cooperation provides group security and access to food that
females need to successfully rear their young. For others,
such as male Savanna baboons and probably some whales, it
provides the allies they need to survive conflicts so that
they may later mate. But the unifying principle is the same -
homosexuality cements relationships that are crucial for a
successful life.
Joan Roughgarden
Joan Roughgarden is a professor of biology at Stanford
University in California.
FURTHER READING
Her book Evolution's Rainbow: Diversity, gender and sexuality in
nature and people will be published by the University of California
Press in March.
Copyright 2004 New Scientist